To ensure that investors have the timely. Accurate. And ne to make inform investment decisions. The sec requires public companies (and other companies that it regulates) to submit quarterly. Annual. And other periodic financial reports. The sec also requires that company managers submit management discussion and analysis (md&a) reports that describe their company’s performance. Operations. And future projects. Gar the sec makes key company information available to investors on its online database. The electronic data gathering. Analysis. And retrieval system. Known also as gar. Free to use. Gar contains millions of company and individual filings. And it processes approximately 3.000 new filings per day on average. Gar benefits investors.
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The sec has regulatory or rulemaking country email list authority. And is insulat from presidential influence because the president doesn’t have the authority to dismiss agency members. purpose the sec’s mandate is to protect investors. Maintain fair. Orderly. And efficient markets. And facilitate capital formation. To do that. The sec oversees: securities exchanges. Such as the new york stock exchange self-regulatory organizations (sros) including the financial industry regulatory authority (finra) and the municipal securities rulemaking board (msrb) brokerage firms and investment houses investment advisors mutual funds the national association of securities dealers automat quotations (nasdaq) alternative trading systems.
What the sec does: main
Broker or us investment adviser Mobile Number In or investment bank. Our analysts are third party authors that include both professional investors and individual investors who may not be licens or certifi by any institute or regulatory body. The securities and exchange commission (sec) plays a vital role in maintaining fair and orderly securities markets. Protecting investors. And facilitating the growth of capital. Sec g0d4ather/istock via getty images the u.S. Securities and exchange commission. Or sec. Is an independent agency of the u.S. Feral government. Independent agencies exist outside of feral executive departments. Such as the executive office of the president. And agencies head by a cabinet secretary. Such as the u.S. Department of commerce.
